Waste Not, Want Not: Why Rarefying Microbiome Data Is Inadmissible

The interpretation of count data originating from the current generation of DNA sequencing platforms requires special attention. In particular, the per-sample library sizes often vary by orders of magnitude from the same sequencing run, and the counts are overdispersed relative to a simple Poisson model These challenges can be addressed using an appropriate mixture model that simultaneously accounts for library size differences and biological variability. This approach is already well-characterized and implemented for RNA-Seq data in R packages such as edgeR and DESeq. We use statistical theory, extensive simulations, and empirical data to show that variance stabilizing normalization using a mixture model like the negative binomial is appropriate for microbiome count data. In simulations detecting differential abundance, normalization procedures based on a Gamma-Poisson mixture model provided systematic improvement in performance over crude proportions or rarefied counts -- both of which led to a high rate of false positives. In simulations evaluating clustering accuracy, we found that the rarefying procedure discarded samples that were nevertheless accurately clustered by alternative methods, and that the choice of minimum library size threshold was critical in some settings, but with an optimum that is unknown in practice. Techniques that use variance stabilizing transformations by modeling microbiome count data with a mixture distribution, such as those implemented in edgeR and DESeq, substantially improved upon techniques that attempt to normalize by rarefying or crude proportions. Based on these results and well-established statistical theory, we advocate that investigators avoid rarefying altogether. We have provided microbiome-specific extensions to these tools in the R package, phyloseq.