First-principles derivation and properties of density-functional average-atom models

Finite-temperature Kohn-Sham density functional theory (KS-DFT) is a widely-used method in warm dense matter (WDM) simulations and diagnostics. Unfortunately, full KS-DFT-molecular dynamics models scale unfavourably with temperature and there remains uncertainty regarding the performance of existing approximate exchange-correlation (XC) functionals under WDM conditions. Of particular concern is the expected explicit dependence of the XC functional on temperature, which is absent from most approximations. Average-atom (AA) models, which significantly reduce the computational cost of KS-DFT calculations, have therefore become an integral part of WDM modeling. In this paper, we present a derivation of a first-principles AA model from the fully-interacting many-body Hamiltonian, carefully analyzing the assumptions made and terms neglected in this reduction. We explore the impact of different choices within this model—such as boundary conditions and XC functionals—on common properties in WDM, for example equation-of-state data, ionization degree and the behavior of the frontier energy levels. Furthermore, drawing upon insights from ground-state KS-DFT, we discuss the likely sources of error in KS-AA models and possible strategies for mitigating such errors.