Investigating the Use of a Simplified Aerosol Parameterization in Space-Based XCO2 Retrievals from OCO-2

The primary goal of OCO-2 is to use hyperspectral measurements of reflected near-infrared sunlight to retrieve the column-averaged dry-air mole fraction of carbon dioxide (XCO2) with high accuracy. This is only possible for measurements of scenes nearly free of optically thick clouds and aerosols. As some cloud or aerosol contamination will always be present, the OCO-2 retrieval algorithm includes clouds and aerosols as retrieved properties in its state vector. Information content analyses demonstrate that there are only 2-6 pieces of information about aerosols in the OCO-2 radiances. However, the upcoming OCO-2 algorithm (B8) attempts to retrieve 9 aerosol parameters; this over-fitting can hinder convergence and produce multiple solutions. In this work, we develop a simplified cloud and aerosol parameterization that intelligently reduces the number of retrieved parameters to 5 by only retrieving information about two aerosol layers: a lower tropospheric layer and an upper tropospheric / stratospheric layer. We retrieve the optical depth of each layer and the height of the lower tropospheric layer. Each of these layers contains a mixture of fine and coarse mode aerosol. In comparisons between OCO-2 XCO2 estimates and validation sources including TCCON, this scheme performs about as well as the more complicated OCO-2 retrieval algorithm, but has the potential benefits of more interpretable aerosol results, faster convergence, less nonlinearity, and greater throughput. We also investigate the dependence of our results on the optical properties of the fine and coarse mode aerosol types, such as their effective radii and the environmental relative humidity.