Further Studies of Forest Structure Parameter Retrievals Using the Echidna® Ground-Based Lidar

Ongoing work with the Echidna® Validation Instrument (EVI), a full-waveform, ground-based scanning lidar (1064 nm) developed by Australia's CSIRO and deployed by Boston University in California conifers (2008) and New England hardwood and softwood (conifer) stands (2007, 2009, 2010), confirms the importance of slope correction in forest structural parameter retrieval; detects growth and disturbance over periods of 2-3 years; provides a new way to measure the between-crown clumping factor in leaf area index retrieval using lidar range; and retrieves foliage profiles with more lower-canopy detail than a large-footprint aircraft scanner (LVIS), while simulating LVIS foliage profiles accurately from a nadir viewpoint using a 3-D point cloud. Slope correction is important for accurate retrieval of forest canopy structural parameters, such as mean diameter at breast height (DBH), stem count density, basal area, and above-ground biomass. Topographic slope can induce errors in parameter retrievals because the horizontal plane of the instrument scan, which is used to identify, measure, and count tree trunks, will intersect trunks below breast height in the uphill direction and above breast height in the downhill direction. A test of three methods at southern Sierra Nevada conifer sites improved the range of correlations of these EVI-retrieved parameters with field measurements from 0.53-0.68 to 0.85-0.93 for the best method. EVI scans can detect change, including both growth and disturbance, in periods of two to three years. We revisited three New England forest sites scanned in 2007-2009 or 2007-2010. A shelterwood stand at the Howland Experimental Forest, Howland, Maine, showed increased mean DBH, above-ground biomass and leaf area index between 2007 and 2009. Two stands at the Harvard Forest, Petersham, Massachusetts, suffered reduced leaf area index and reduced stem count density as the result of an ice storm that damaged the stands. At one stand, broken tops were visible in the 2010 point cloud canopy reconstruction. A new method for retrieval of the forest canopy between-crown clumping index from angular gaps in hemispherically-projected EVI data traces gaps as they narrow with range from the instrument, thus providing the approximate physical size, rather than angular size, of the gaps. In applying this method to a range of sites in the southern Sierra Nevada, element clumping index values are lower (more between-crown clumping effect) in more open stands, providing improved results as compared to conventional hemispherical photography. In dense stands with fewer gaps, the clumping index values were closer. Foliage profiles retrieved from EVI scans at five Sierra Nevada sites are closely correlated with those of the airborne Lidar Vegetation Imaging Sensor (LVIS) when averaged over a diameter of 100 m. At smaller diameters, the EVI scans have more detail in lower canopy layers and the LVIS and EVI foliage profiles are more distinct. Foliage profiles derived from processing 3-D site point clouds with a nadir view match the LVIS foliage profiles more closely than profiles derived from EVI in scan mode. Removal of terrain effects significantly enhances the match with LVIS profiles. This research was supported by the US National Science Foundation under grant MRI DBI-0923389.